| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Novel Wealth Management Limited | Rep | Advising on securities | 2024-10-08 | - |
| Rep | Asset management | 2024-10-08 | - | |
| Rep | Dealing in securities | 2024-10-08 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2015-05-26 | 2017-02-06 |
| Rep | Advising on securities | 2015-05-26 | 2017-02-06 | |
| Rep | Dealing in securities | 2015-05-26 | 2017-02-06 | |
| Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2015-05-26 | 2017-02-06 |
| Rep | Advising on securities | 2015-05-26 | 2017-02-06 | |
| Rep | Dealing in securities | 2015-05-26 | 2017-02-06 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-06-21 | 2013-07-09 |
| Rep | Dealing in securities | 2011-06-21 | 2013-07-09 |
No HKMA registrations in the collected records.