Personnel Hong Kong SFC License Details (ID 72332)

Personnel Hong Kong SFC License Details (ID 72332)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAM Wealth Management Company Limited	RO	Advising on securities	2017-02-01	2018-04-30
Crosby Securities Limited	RO	Advising on securities	2013-03-06	2016-09-15
	RO	Dealing in securities	2013-03-06	2016-09-15
CCB INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2009-09-11	2012-06-28
	Rep	Dealing in securities	2008-06-16	2009-09-11
BEAR STEARNS ASIA LIMITED	Rep	Asset management	2007-07-09	2007-12-19
	Rep	Advising on securities	-	2004-12-09
	Rep	Asset management	-	2004-12-09
	Rep	Providing automated trading services	-	2004-12-09
	Rep	Advising on corporate finance	-	2007-12-19
	Rep	Dealing in securities	-	2007-12-19