Personnel Hong Kong SFC License Details (ID 72333)

Personnel Hong Kong SFC License Details (ID 72333)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2009-08-20	2023-06-19
	Rep	Advising on securities	2009-04-20	2009-08-20
	RO	Advising on securities	2008-10-20	2009-04-20
	Rep	Advising on securities	2008-07-08	2008-10-20
DBS VICKERS (HONG KONG) LIMITED	Rep	Advising on securities	2007-03-08	2008-05-29
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in securities	-	2004-01-19
	Rep	Advising on securities	-	2007-03-01