| ACAMHK Limited | RO | Asset management | 2023-06-23 | - |
| GENNEX CAPITAL ADVISERS LIMITED | RO | Asset management | 2019-04-03 | 2021-01-31 |
| ASIAN CAPITAL LIMITED | RO | Advising on securities | 2018-07-26 | 2019-03-05 |
| RO | Dealing in securities | 2018-07-26 | 2019-03-05 |
| Planetree Asset Management Limited (HK) | Rep | Asset management | 2017-12-11 | 2018-02-27 |
| Planetree Securities Limited | Rep | Dealing in securities | 2017-12-11 | 2018-02-27 |
| GLOBAL MASTERMIND SECURITIES LIMITED | RO | Advising on securities | 2017-04-10 | 2017-06-18 |
| RO | Dealing in securities | 2017-04-10 | 2017-06-18 |
| GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-02-21 | 2017-06-18 |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-10-29 | 2015-10-21 |
| RO | Dealing in securities | 2012-09-06 | 2015-10-21 |
| CCB INTERNATIONAL CAPITAL LIMITED | RO | Dealing in securities | 2012-09-06 | 2015-10-21 |
| CCB INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2008-07-16 | 2015-10-21 |
| RO | Dealing in securities | 2008-07-16 | 2015-10-21 |
| Rep | Advising on securities | 2008-05-23 | 2008-07-16 |
| Rep | Dealing in securities | 2008-05-23 | 2008-07-16 |
| Neutral Financial Holding Company Limited | RO | Advising on securities | 2007-02-28 | 2008-03-28 |
| RO | Dealing in securities | 2007-02-28 | 2008-03-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-08-02 | 2008-04-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2005-08-02 | 2008-04-19 |
| RO | Dealing in securities | 2005-08-02 | 2008-04-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-14 |
| Rep | Asset management | 2003-04-01 | 2003-08-14 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-14 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-07-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2003-08-14 |
| RO | Asset management | 2003-04-01 | 2003-08-14 |
| RO | Providing automated trading services | 2003-04-01 | 2003-08-14 |
| RO | Advising on securities | 2003-04-01 | 2005-07-04 |
| RO | Dealing in securities | 2003-04-01 | 2005-07-04 |
| iBest Securities Company Limited | RO | Advising on corporate finance | 2003-04-01 | 2003-08-14 |
| RO | Advising on securities | 2003-04-01 | 2003-08-14 |
| RO | Asset management | 2003-04-01 | 2003-08-14 |
| RO | Dealing in securities | 2003-04-01 | 2005-07-04 |