Personnel Hong Kong SFC License Details (ID 72342)

Personnel Hong Kong SFC License Details (ID 72342)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2012-04-25	2020-03-01
	Rep	Asset management	2012-04-25	2020-03-01
	Rep	Dealing in securities	2012-04-25	2020-03-01
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2010-05-28	2012-04-12
	Rep	Dealing in securities	2010-05-28	2012-04-12
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2007-01-27	2007-05-18
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	2006-12-05	2007-05-18