| ABCI Securities Company Limited | RO | Dealing in securities | 2024-08-09 | - |
| Rep | Dealing in securities | 2024-04-16 | 2024-08-09 |
| Carnegie Hill Capital Partners Limited | RO | Advising on securities | 2023-10-06 | 2024-03-24 |
| RO | Dealing in securities | 2023-10-06 | 2024-03-24 |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2021-09-28 | 2022-05-31 |
| RO | Dealing in futures contracts | 2021-09-28 | 2022-05-31 |
| RO | Dealing in securities | 2021-09-28 | 2022-05-31 |
| Rep | Advising on securities | 2021-04-30 | 2021-09-28 |
| Rep | Dealing in futures contracts | 2021-04-30 | 2021-09-28 |
| Rep | Dealing in securities | 2021-04-30 | 2021-09-28 |
| XinKong International Securities Limited | RO | Advising on securities | 2019-07-05 | 2021-02-19 |
| RO | Dealing in futures contracts | 2019-07-05 | 2021-02-19 |
| RO | Dealing in securities | 2019-07-05 | 2021-02-19 |
| CCB INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2013-03-05 | 2018-12-07 |
| RO | Dealing in securities | 2013-03-05 | 2018-12-07 |
| Rep | Advising on securities | 2010-11-09 | 2013-03-05 |
| Rep | Dealing in securities | 2007-06-18 | 2013-03-05 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-05-10 | 2005-09-03 |
| Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2005-05-10 | 2005-09-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-05-10 | 2005-09-03 |