Personnel Hong Kong SFC License Details (ID 72349)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RiverCircle Investments Limited	RO	Advising on securities	2021-05-06	-
	RO	Asset management	2021-05-06	-
SBI China Capital Asset Management Limited	RO	Advising on securities	2019-09-27	2021-04-23
	Rep	Asset management	2019-09-27	2021-04-23
SBI China Capital Financial Services Limited	RO	Dealing in securities	2019-09-27	2021-04-23
	Rep	Dealing in securities	2019-05-24	2019-09-27
Fosun International Securities Limited	Rep	Advising on corporate finance	2018-08-13	2019-05-19
	Rep	Dealing in securities	2018-06-25	2019-05-19
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2018-02-08	2018-06-07
	Rep	Dealing in securities	2018-02-08	2018-06-07
	RO	Advising on securities	2017-09-08	2018-02-08
	RO	Dealing in securities	2017-09-08	2018-02-08
	Rep	Advising on securities	2015-12-07	2017-09-08
	Rep	Dealing in securities	2015-12-07	2017-09-08
ORIENTAL PATRON SECURITIES LIMITED	RO	Advising on securities	2015-02-25	2015-11-29
	RO	Dealing in securities	2015-02-25	2015-11-29
	Rep	Dealing in securities	2013-11-28	2015-02-25
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-10-20	2013-10-29
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2009-04-02	2010-08-24
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2007-05-28	2008-10-16