Personnel SFC Licences and HKMA Registrations (ID 72351)

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2022-12-01	-
	RO	Asset management	2022-12-01	-
Value Partners Private Equity Limited	RO	Advising on securities	2022-12-01	-
	RO	Asset management	2022-12-01	-
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2022-09-01	2022-12-01
	Rep	Asset management	2022-09-01	2022-12-01
Value Partners Private Equity Limited	Rep	Advising on securities	2022-09-01	2022-12-01
	Rep	Asset management	2022-09-01	2022-12-01
Sensible Asset Management Limited	RO	Advising on securities	2022-05-11	2025-06-16
	RO	Dealing in securities	2022-05-11	2025-06-16
VALUE PARTNERS HONG KONG LIMITED	RO	Advising on securities	2020-05-12	-
	RO	Asset management	2020-05-12	-
	RO	Dealing in securities	2020-05-12	-
VALUE PARTNERS LIMITED	RO	Advising on securities	2020-05-12	-
	RO	Asset management	2020-05-12	-
	RO	Dealing in securities	2020-05-12	-
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2015-04-01	2020-05-12
	Rep	Asset management	2015-04-01	2020-05-12
	Rep	Dealing in securities	2015-04-01	2020-05-12
VALUE PARTNERS LIMITED	Rep	Advising on securities	2015-04-01	2020-05-12
	Rep	Asset management	2015-04-01	2020-05-12
	Rep	Dealing in securities	2015-04-01	2020-05-12
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2013-07-15	2014-12-31
	Rep	Asset management	2013-07-15	2014-12-31
	Rep	Dealing in securities	2013-07-15	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2013-07-15	2015-03-16
	Rep	Asset management	2013-07-15	2015-03-16
	Rep	Dealing in securities	2013-07-15	2015-03-16
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2012-03-23	2013-07-14
	Rep	Asset management	2012-03-23	2013-07-14
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2011-01-31	2012-03-12
	Rep	Dealing in securities	2011-01-31	2012-03-12
First Sentier Investors (Hong Kong) Limited	Rep	Dealing in securities	2008-02-13	2011-01-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.