Personnel SFC Licences and HKMA Registrations (ID 72352)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2026-02-23	-
	Rep	Dealing in futures contracts	2026-02-23	-
	Rep	Dealing in securities	2026-02-23	-
TFI Securities and Futures Limited	Rep	Advising on securities	2023-05-24	2026-01-23
TFI Asset Management Limited	Rep	Advising on securities	2023-01-18	2024-06-14
TFI Securities and Futures Limited	Rep	Dealing in securities	2022-12-21	2026-01-23
CCB INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2021-07-26	2022-12-08
	Rep	Dealing in securities	2011-05-27	2021-07-26
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2008-01-08	2011-05-26
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2007-12-24	2011-05-26
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2006-12-05	2007-12-07
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-12-09	2006-09-21
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-11-30	2005-01-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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