Personnel Hong Kong SFC License Details (ID 72360)

Personnel Hong Kong SFC License Details (ID 72360)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-06-26	2014-07-17
	Rep	Advising on securities	2013-06-26	2022-11-16
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2012-10-15	2013-06-04
	Rep	Dealing in securities	2012-10-15	2013-06-04
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2010-06-04	2012-06-28
	Rep	Dealing in securities	2010-06-04	2012-06-28
MF Securities Hong Kong Limited	Rep	Advising on securities	2008-04-22	2010-03-31
	Rep	Dealing in securities	2008-04-22	2010-03-31