Personnel Hong Kong SFC License Details (ID 72362)

Personnel Hong Kong SFC License Details (ID 72362)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LST CAPITAL PARTNERS LIMITED	RO	Asset management	2015-03-03	2022-07-31
	Rep	Asset management	2015-01-02	2015-03-03
Celera Markets Limited	RO	Dealing in securities	2014-08-26	2014-11-01
	Rep	Dealing in securities	2014-07-23	2014-08-26
CCB INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2012-12-19	2014-05-13
	RO	Dealing in securities	2012-12-19	2014-05-13
	Rep	Dealing in securities	2011-06-30	2012-12-19
MIB SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2010-10-29	2011-06-01
	Rep	Dealing in securities	2010-07-26	2010-10-29
GFI (HK) SECURITIES L.L.C.	Rep	Dealing in securities	2008-11-11	2010-06-21
BEAR STEARNS ASIA LIMITED	Rep	Dealing in securities	2006-05-15	2008-05-30