| Ruibang Securities Limited | RO | Advising on securities | 2018-11-19 | 2020-12-31 |
| RO | Dealing in securities | 2017-02-06 | 2020-12-31 |
| SP Securities Limited | RO | Advising on securities | 2016-05-25 | 2017-02-03 |
| RO | Dealing in securities | 2016-05-25 | 2017-02-03 |
| Rep | Advising on securities | 2016-04-08 | 2016-05-25 |
| Rep | Dealing in securities | 2016-04-08 | 2016-05-25 |
| ARISTO SECURITIES LIMITED | RO | Dealing in securities | 2015-10-28 | 2016-03-23 |
| Crosby Securities Limited | RO | Advising on securities | 2013-04-05 | 2015-06-30 |
| RO | Dealing in securities | 2013-04-05 | 2015-06-30 |
| Rep | Advising on securities | 2013-03-06 | 2013-04-05 |
| Rep | Dealing in securities | 2013-03-06 | 2013-04-05 |
| CCB INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2012-10-22 | 2012-12-22 |
| RO | Dealing in securities | 2012-10-22 | 2012-12-22 |
| Rep | Advising on securities | 2010-06-22 | 2012-10-22 |
| Rep | Dealing in securities | 2010-06-22 | 2012-10-22 |
| MF Securities Hong Kong Limited | Rep | Advising on securities | 2008-06-06 | 2010-04-12 |
| Rep | Dealing in securities | 2008-06-06 | 2010-04-12 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-06-11 | 2008-03-07 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-07-11 | 2007-04-11 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-11 | 2007-04-11 |
| MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | - | 2004-01-20 |
| Rep | Advising on securities | - | 2004-01-20 |
| Rep | Asset management | - | 2004-01-20 |
| Rep | Dealing in securities | - | 2005-05-25 |