Lam, Kwong Yu (SFC:AFD849) 林光宇
SFC ID:AFD849
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CMB International Securities Limited | RO | Advising on securities | 2023-03-16 | - |
| RO | Dealing in securities | 2023-03-16 | - | |
| CMB International Global Markets Limited | RO | Advising on securities | 2022-03-30 | - |
| RO | Dealing in securities | 2022-03-30 | - | |
| Rep | Advising on securities | 2022-03-04 | 2022-03-30 | |
| Rep | Dealing in securities | 2022-03-04 | 2022-03-30 | |
| CCB INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2012-01-03 | 2022-02-04 |
| RO | Dealing in securities | 2012-01-03 | 2022-02-04 | |
| Rep | Advising on securities | 2011-01-19 | 2012-01-03 | |
| Rep | Dealing in securities | 2011-01-19 | 2012-01-03 | |
| Vicis Capital (Hong Kong) Limited | Rep | Advising on futures contracts | 2008-12-19 | 2010-02-12 |
| Rep | Advising on securities | 2008-12-19 | 2010-02-12 | |
| Rep | Asset management | 2008-12-19 | 2010-02-12 | |
| Rep | Dealing in futures contracts | 2008-12-19 | 2010-02-12 | |
| Rep | Dealing in securities | 2008-12-19 | 2010-02-12 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-08-11 | 2007-08-11 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-08-11 | 2007-08-11 |
| Rep | Dealing in securities | 2006-06-12 | 2007-08-11 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2005-10-17 | 2006-03-07 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-07 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-07 | |
| Rep | Asset management | 2003-04-01 | 2003-08-07 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-03-07 |