Personnel Hong Kong SFC License Details (ID 72374)

Personnel Hong Kong SFC License Details (ID 72374)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
M&G Investments (Hong Kong) Limited	Rep	Advising on securities	2022-12-23	2026-03-27
	Rep	Dealing in securities	2022-12-23	2026-03-27
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2015-12-29	2022-10-19
	Rep	Dealing in securities	2015-12-29	2022-10-19
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2013-11-14	2015-11-18
	Rep	Asset management	2013-11-14	2015-11-18
	Rep	Dealing in securities	2013-11-14	2015-11-18
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2013-11-14	2015-11-18
	Rep	Asset management	2013-11-14	2015-11-18
	Rep	Dealing in securities	2013-11-14	2015-11-18
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2010-03-19	2013-11-01