Personnel Hong Kong SFC License Details (ID 72386)

Personnel Hong Kong SFC License Details (ID 72386)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
THK CAPITAL GROUP LIMITED	Rep	Advising on securities	2025-10-03	-
	Rep	Asset management	2025-10-03	-
	Rep	Dealing in securities	2025-10-03	-
PANOPTIC EUROPE LIMITED	RO	Advising on securities	2015-10-14	2016-09-30
	Rep	Advising on securities	2015-08-24	2015-10-14
CCB INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2012-10-22	2015-06-19
	RO	Dealing in securities	2012-10-22	2015-06-19
	Rep	Advising on securities	2010-05-05	2012-10-22
	Rep	Dealing in securities	2010-05-05	2012-10-22
MF Securities Hong Kong Limited	Rep	Advising on securities	2008-05-02	2010-03-22
	Rep	Dealing in securities	2008-05-02	2010-03-22
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2004-01-19	2007-07-10
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2004-01-19	2007-07-10