| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| THK CAPITAL GROUP LIMITED | Rep | Advising on securities | 2025-10-03 | - |
| Rep | Asset management | 2025-10-03 | - | |
| Rep | Dealing in securities | 2025-10-03 | - | |
| PANOPTIC EUROPE LIMITED | RO | Advising on securities | 2015-10-14 | 2016-09-30 |
| Rep | Advising on securities | 2015-08-24 | 2015-10-14 | |
| CCB INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2012-10-22 | 2015-06-19 |
| RO | Dealing in securities | 2012-10-22 | 2015-06-19 | |
| Rep | Advising on securities | 2010-05-05 | 2012-10-22 | |
| Rep | Dealing in securities | 2010-05-05 | 2012-10-22 | |
| MF Securities Hong Kong Limited | Rep | Advising on securities | 2008-05-02 | 2010-03-22 |
| Rep | Dealing in securities | 2008-05-02 | 2010-03-22 | |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-01-19 | 2007-07-10 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-19 | 2007-07-10 |
No HKMA registrations in the collected records.