Personnel Hong Kong SFC License Details (ID 72387)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2011-01-05	2011-10-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-09	2010-10-23
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2007-08-01	2008-09-23