Personnel Hong Kong SFC License Details (ID 72390)

Personnel Hong Kong SFC License Details (ID 72390)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aletheia Analyst Network Limited	Rep	Advising on securities	2013-04-24	2018-08-31
BNY Mellon Investment Management Hong Kong Limited	Rep	Advising on securities	2012-08-20	2012-08-31
	Rep	Dealing in securities	2012-08-20	2012-08-31
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2010-10-19	2012-04-02
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-10	2010-06-25
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2007-07-06	2008-09-29