Personnel Hong Kong SFC License Details (ID 72403)

Personnel Hong Kong SFC License Details (ID 72403)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HULLSON CAPITAL PARTNERS LIMITED (b2024-09-26)	RO	Advising on securities	2025-02-18	-
	RO	Asset management	2025-02-18	-
	RO	Dealing in securities	2025-02-18	-
BETA INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2019-08-23	2022-10-28
	RO	Dealing in futures contracts	2018-10-02	2022-10-28
	RO	Dealing in securities	2018-04-03	2022-10-28
SHENG YUAN SECURITIES LIMITED	RO	Advising on securities	2014-03-31	2017-11-21
	RO	Dealing in securities	2014-03-31	2017-11-21
	Rep	Advising on securities	2014-03-07	2014-03-31
	Rep	Dealing in securities	2014-03-07	2014-03-31
CCB INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2011-12-20	2014-03-01
	RO	Dealing in securities	2011-12-20	2014-03-01
	Rep	Advising on securities	2011-05-12	2011-12-20
	Rep	Dealing in securities	2011-05-12	2011-12-20