Personnel Hong Kong SFC License Details (ID 72406)

Personnel Hong Kong SFC License Details (ID 72406)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Alpha Fund Management (HK) Limited	RO	Advising on securities	2026-03-17	-
	RO	Asset management	2026-03-17	-
	Rep	Advising on securities	2025-07-25	2026-03-17
	Rep	Asset management	2025-07-25	2026-03-17
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2023-07-11	2024-08-10
China Alpha Fund Management (HK) Limited	Rep	Advising on securities	2022-06-30	2023-05-01
	Rep	Asset management	2022-06-30	2023-05-01
	RO	Advising on securities	2022-01-18	2022-06-30
	RO	Asset management	2022-01-18	2022-06-30
	Rep	Advising on securities	2019-01-16	2022-01-18
	Rep	Asset management	2019-01-16	2022-01-18
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2010-08-24	2018-12-15