Personnel Hong Kong SFC License Details (ID 72408)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Starlight Asset Management Limited	RO	Asset management	2026-03-13	-
Starlight Securities Limited	RO	Advising on securities	2026-03-13	-
	RO	Dealing in securities	2026-03-13	-
Starlight Asset Management Limited	Rep	Asset management	2026-01-09	2026-03-13
Starlight Securities Limited	Rep	Dealing in securities	2026-01-09	2026-03-13
Mighty Divine Investment Management Limited	RO	Asset management	2025-03-19	2025-10-23
MIGHTY DIVINE SECURITIES LIMITED	RO	Dealing in securities	2025-03-19	2025-10-23
Mighty Divine Investment Management Limited	Rep	Asset management	2024-02-14	2025-03-19
MIGHTY DIVINE SECURITIES LIMITED	Rep	Dealing in securities	2024-02-14	2025-03-19
Lion International Securities Group Limited	Rep	Dealing in securities	2020-08-03	2024-01-31
Silver Leaf Asset Management Limited	Rep	Advising on securities	2020-08-03	2024-01-31
	Rep	Asset management	2020-08-03	2024-01-31
KILMOREY ASSET MANAGEMENT LIMITED	Rep	Asset management	2019-11-26	2020-04-01
KILMOREY SECURITIES LIMITED	Rep	Advising on securities	2019-11-26	2019-12-03
	Rep	Dealing in securities	2019-11-26	2019-12-03
KILMOREY ASSET MANAGEMENT LIMITED	RO	Asset management	2018-06-21	2019-11-26
KILMOREY SECURITIES LIMITED	RO	Advising on securities	2017-02-09	2019-11-26
	RO	Dealing in securities	2016-03-24	2019-11-26
CCB INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2014-08-21	2015-12-02
	RO	Dealing in securities	2014-08-21	2015-12-02
	Rep	Advising on securities	2013-11-27	2014-08-21
	Rep	Dealing in securities	2013-11-27	2014-08-21
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2013-06-14	2013-10-24
	Rep	Dealing in securities	2013-06-14	2013-10-24
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2010-06-04	2013-05-27
	Rep	Dealing in securities	2010-06-04	2013-05-27
MF Securities Hong Kong Limited	Rep	Advising on securities	2009-12-21	2010-04-21
	Rep	Dealing in securities	2009-11-27	2010-04-21
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2009-05-13	2009-11-12
	Rep	Dealing in securities	2008-07-17	2009-04-06