| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2026-09-10 | - |
| RO | Dealing in futures contracts | 2026-01-22 | 2026-09-10 | |
| RO | Advising on securities | 2021-09-14 | - | |
| RO | Dealing in securities | 2021-09-14 | - | |
| Rep | Dealing in futures contracts | 2021-06-23 | 2026-01-22 | |
| Rep | Advising on securities | 2021-06-09 | 2021-09-14 | |
| Rep | Dealing in securities | 2021-06-09 | 2021-09-14 | |
| CCB INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2015-04-28 | 2021-05-14 |
| RO | Dealing in securities | 2015-04-28 | 2021-05-14 | |
| Rep | Advising on securities | 2011-09-14 | 2015-04-28 | |
| Rep | Dealing in securities | 2011-09-14 | 2015-04-28 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-11-23 |
| Rep | Advising on securities | 2003-04-01 | 2004-11-23 | |
| Rep | Asset management | 2003-04-01 | 2004-11-23 | |
| Rep | Dealing in securities | 2003-04-01 | 2008-12-13 |
No HKMA registrations in the collected records.