Personnel Hong Kong SFC License Details (ID 72412)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Orient International Asset Management Limited	Rep	Asset management	2015-04-29	2019-08-30
	RO	Advising on securities	2015-03-24	2019-08-30
CCB INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2012-09-11	2014-11-19
	RO	Dealing in securities	2012-09-11	2014-11-19
	Rep	Advising on securities	2010-07-05	2012-09-11
	Rep	Dealing in securities	2010-07-05	2012-09-11