Personnel Hong Kong SFC License Details (ID 72430)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAITONG INTERNATIONAL CAPITAL CO., LIMITED	RO	Advising on corporate finance	2018-12-06	2022-03-31
	RO	Dealing in securities	2018-12-06	2022-03-31
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2017-11-27	2018-09-06
	RO	Dealing in securities	2017-11-27	2018-09-06
	Rep	Advising on corporate finance	2017-08-02	2017-11-27
	Rep	Dealing in securities	2017-08-02	2017-11-27
Fosun International Securities Limited	RO	Advising on corporate finance	2017-04-10	2017-05-05
	RO	Dealing in securities	2017-04-10	2017-05-05
	Rep	Advising on corporate finance	2017-03-27	2017-04-10
	Rep	Dealing in securities	2017-03-27	2017-04-10
CELESTIAL CAPITAL LIMITED	RO	Dealing in securities	2016-09-23	2017-02-04
	RO	Advising on corporate finance	2014-05-15	2017-02-04
	Rep	Dealing in securities	2011-11-07	2016-09-23
	Rep	Advising on corporate finance	2005-07-07	2014-05-15
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2003-11-21	2005-05-11
FIRST ASIA FINANCE GROUP LIMITED	Rep	Advising on corporate finance	2003-05-21	2003-11-07
	Rep	Dealing in securities	2003-05-21	2003-11-07
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	-	2003-05-19
	Rep	Asset management	-	2003-05-19
	Rep	Advising on corporate finance	-	2003-05-21
	Rep	Dealing in securities	-	2003-05-21