Personnel Hong Kong SFC License Details (ID 72433)

Personnel Hong Kong SFC License Details (ID 72433)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ADVENT CORPORATE FINANCE LIMITED (GBEN)	RO	Advising on corporate finance	2022-10-21	-
	Rep	Advising on corporate finance	2022-09-01	2022-10-21
Glory Sun Securities Limited	RO	Advising on corporate finance	2019-04-16	2022-07-18
	Rep	Advising on corporate finance	2019-03-19	2019-04-16
HUABANG CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2017-06-05	2019-02-09
	Rep	Advising on corporate finance	2017-03-28	2017-06-05
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2012-03-29	2017-02-24
CELESTIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2011-06-01	2012-02-08
	Rep	Dealing in securities	2011-06-01	2012-02-08
Optima Capital Limited	Rep	Advising on securities	2007-11-21	2010-03-31
	Rep	Dealing in securities	2007-11-21	2011-05-24
	Rep	Advising on corporate finance	2007-07-03	2011-05-24