Personnel Hong Kong SFC License Details (ID 72435)

Personnel Hong Kong SFC License Details (ID 72435)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAITONG INTERNATIONAL CAPITAL CO., LIMITED	Rep	Advising on corporate finance	2018-12-18	2022-11-30
	Rep	Dealing in securities	2018-12-18	2022-11-30
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-07-24	2018-09-16
	Rep	Dealing in securities	2017-07-24	2018-09-16
Fosun International Securities Limited	Rep	Advising on corporate finance	2017-02-22	2017-05-05
	Rep	Dealing in securities	2017-02-22	2017-05-05
CELESTIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-07-09	2017-01-23
	Rep	Dealing in securities	2015-07-09	2017-01-23
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2013-12-24	2015-06-22
CELESTIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2011-05-04	2013-12-15
	Rep	Dealing in securities	2011-05-04	2013-12-15