| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2025-02-25 | - |
| CMBC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2025-02-25 | - |
| RO | Dealing in securities | 2025-02-25 | - |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2025-01-06 | 2025-02-25 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2025-01-06 | 2025-02-25 |
| Rep | Dealing in securities | 2025-01-06 | 2025-02-25 |
| WRise Prestige Asset Management Limited | Rep | Advising on securities | 2024-06-04 | 2024-10-31 |
| Rep | Asset management | 2024-06-04 | 2024-10-31 |
| WRise Prestige Securities Limited | RO | Dealing in securities | 2023-10-11 | 2024-10-31 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-01-19 | 2023-02-09 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-01-19 | 2023-02-09 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-29 | 2022-10-14 |
| RO | Leveraged foreign exchange trading | 2006-07-07 | 2011-10-30 |
| Rep | Leveraged foreign exchange trading | 2004-03-24 | 2006-07-07 |
| CELESTIAL COMMODITIES LIMITED | RO | Dealing in futures contracts | 2004-02-25 | 2022-10-14 |
| Rep | Providing automated trading services | 2003-08-21 | 2004-02-25 |
| Rep | Dealing in futures contracts | 2003-08-21 | 2004-02-25 |
| RO | Providing automated trading services | 2003-04-01 | 2003-08-21 |
| RO | Dealing in futures contracts | 2003-04-01 | 2003-08-21 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-21 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-21 |
| Rep | Asset management | 2003-04-01 | 2003-08-21 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-19 |
| Rep | Dealing in securities | 2003-04-01 | 2006-06-28 |