Personnel Hong Kong SFC License Details (ID 72446)

Personnel Hong Kong SFC License Details (ID 72446)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2013-09-12	2016-08-31
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2013-09-12	2016-08-31
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2013-06-04	2013-08-31
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2013-06-04	2013-08-31
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2011-07-14	2013-05-19
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2011-07-14	2013-05-19
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-05-18	2011-07-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-05-18	2011-07-01
	Rep	Leveraged foreign exchange trading	2007-05-18	2011-07-01
	Rep	Leveraged foreign exchange trading	2004-04-23	2004-10-26
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-01-28	2004-10-26
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-01-20	2004-10-26