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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 72447)

Personnel

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

Mr Lee Siu Hung surrenders licences for at least 5 months for providing false information at SFC interview

SFC, 19-Jun-2006

Orgs

People

SFC suspends Mr Chan Ho Yin for 15 months for breaches of Code of Conduct

SFC, 15-Jun-2006

Orgs

People