| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-06-12 | - |
| CMB International Securities Limited | Rep | Dealing in securities | 2020-06-12 | - |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2004-03-02 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-03-04 |
| Rep | Asset management | 2003-04-01 | 2004-03-04 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2020-05-29 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-01 | 2004-03-04 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-19 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-19 |
| Rep | Asset management | 2003-04-01 | 2004-02-19 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-19 |
| Rep | Dealing in securities | 2003-04-01 | 2020-05-29 |