Personnel Hong Kong SFC License Details (ID 72454)

Personnel Hong Kong SFC License Details (ID 72454)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-09-02	2017-11-01
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2009-09-02	2017-11-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-04-27	2009-08-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-04-27	2009-08-28
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2007-08-28	2008-07-02
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	2003-12-10	2004-03-02
	Rep	Dealing in futures contracts	2003-12-10	2008-07-02
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-09-11
	Rep	Asset management	-	2003-09-11
	Rep	Dealing in futures contracts	-	2003-09-11