Personnel Hong Kong SFC License Details (ID 72461)

Personnel Hong Kong SFC License Details (ID 72461)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2018-10-10	2020-01-03
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2018-10-10	2020-01-03
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2007-03-01	2018-09-28
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2007-03-01	2018-09-28
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-11-04	2007-02-16
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-11-02
	Rep	Advising on securities	-	2004-11-02
	Rep	Asset management	-	2004-11-02
	Rep	Dealing in securities	-	2007-02-16