| KGI ASIA LIMITED | Rep | Dealing in securities | 2020-03-13 | 2024-01-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-03-13 | 2024-01-30 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-07-07 | 2020-02-07 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-07-07 | 2020-02-07 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-07-06 |
| Rep | Advising on securities | - | 2004-07-06 |
| Rep | Asset management | - | 2004-07-06 |
| Rep | Providing automated trading services | - | 2004-07-06 |
| Rep | Dealing in securities | - | 2004-07-06 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2004-07-06 |
| Rep | Asset management | - | 2004-07-06 |
| Rep | Dealing in futures contracts | - | 2004-07-06 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-07-06 |
| Rep | Advising on securities | - | 2004-07-06 |
| Rep | Asset management | - | 2004-07-06 |
| Rep | Providing automated trading services | - | 2004-07-06 |
| Rep | Dealing in securities | - | 2004-07-06 |