| UOB KAY HIAN (HONG KONG) LIMITED | RO | Dealing in securities | 2020-12-08 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2020-12-08 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-09-18 | 2020-12-08 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-09-18 | 2020-12-08 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2016-12-13 | 2020-07-15 |
| Rep | Asset management | 2016-12-13 | 2020-07-15 |
| CELESTIAL COMMODITIES LIMITED | RO | Dealing in futures contracts | 2016-12-13 | 2020-07-15 |
| CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2016-12-13 | 2020-07-15 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-08-15 | 2016-12-13 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-15 | 2016-12-13 |
| Rep | Leveraged foreign exchange trading | 2004-03-22 | 2011-10-21 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2004-03-02 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-03-15 |
| Rep | Asset management | 2003-04-01 | 2004-03-15 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2011-10-21 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-01 | 2004-03-15 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-19 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-19 |
| Rep | Asset management | 2003-04-01 | 2004-02-19 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-19 |
| Rep | Dealing in securities | 2003-04-01 | 2011-10-21 |