| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-09-19 | - |
| Rep | Dealing in securities | 2023-09-19 | - | |
| Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2019-01-14 | 2022-09-27 |
| Rep | Dealing in securities | 2019-01-14 | 2023-06-06 | |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-04-28 | 2019-01-01 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-24 | 2019-01-01 |
| WINTONE SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-12 | 2006-04-01 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-03 |
| Rep | Advising on securities | 2003-04-01 | 2004-03-03 | |
| Rep | Asset management | 2003-04-01 | 2004-03-03 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-03-03 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-03-03 |
| Rep | Asset management | 2003-04-01 | 2004-03-03 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-03-03 |
No HKMA registrations in the collected records.