| KGI ASIA LIMITED | Rep | Dealing in securities | 2020-05-15 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-05-15 | - |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-04-13 | 2020-04-30 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-06-13 | 2020-04-30 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-10-22 | 2005-06-01 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-01 | 2003-10-01 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-01 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-01 |
| Rep | Asset management | 2003-04-01 | 2003-10-01 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-01 |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-01 |