Personnel Hong Kong SFC License Details (ID 72492)

Personnel Hong Kong SFC License Details (ID 72492)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2011-02-09	2013-09-30
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2011-02-09	2013-09-30
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-05-15	2010-01-22
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-05-15	2011-01-22
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-05-15	2011-01-22
OnePlatform Asset Management Limited	Rep	Advising on securities	2006-06-19	2009-04-22
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2005-03-29	2006-06-14
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2005-03-29	2006-06-14
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-03-29	2006-06-14