Personnel Hong Kong SFC License Details (ID 72493)

Personnel Hong Kong SFC License Details (ID 72493)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FUJI HONG KONG COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-11-06	2018-02-28
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2010-12-16	2011-10-12
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-11-15	2011-10-12
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2010-05-10	2010-06-11
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-08-31	2008-04-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-07-12	2008-04-04
Sun Life Financial Asia Services Limited	Rep	Advising on securities	2006-05-17	2006-05-26
FUJI HONG KONG COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2003-10-31	2006-03-27
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2003-10-30
	Rep	Asset management	-	2003-10-30
	Rep	Dealing in futures contracts	-	2003-10-30