Personnel Hong Kong SFC License Details (ID 72500)

Personnel Hong Kong SFC License Details (ID 72500)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-02-02	2019-12-01
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2010-02-02	2019-12-01
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2009-05-19	2009-10-21
	Rep	Dealing in securities	2009-05-19	2009-10-21
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-01-29	2009-04-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-03-11	2009-04-01
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2007-11-28	2008-02-15