Personnel Hong Kong SFC License Details (ID 72504)

Personnel Hong Kong SFC License Details (ID 72504)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gary Cheng Securities Limited	Rep	Dealing in securities	2016-10-25	2021-08-30
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2015-06-01	2016-10-14
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2015-06-01	2016-10-14
STOCKWELL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2014-01-20	2015-05-20
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2014-01-20	2015-05-20
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-06-09	2014-01-13
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2010-06-09	2014-01-13
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2009-09-16	2010-06-01
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2009-09-16	2010-06-01
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2006-01-13	2009-09-09
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-01-13	2009-09-09
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-10-29	2005-12-10
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-10-29	2005-12-10
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2003-08-28	2003-10-17
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2003-08-28	2003-10-17