| TIGER BROKERS (HK) GLOBAL LIMITED | RO | Dealing in securities | 2022-11-03 | 2023-07-31 |
| RO | Advising on futures contracts | 2022-08-24 | 2023-07-31 |
| RO | Dealing in futures contracts | 2019-10-09 | 2023-07-31 |
| Rep | Dealing in futures contracts | 2018-10-10 | 2019-10-09 |
| Rep | Dealing in securities | 2018-10-10 | 2022-11-03 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-03-14 | 2018-09-09 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-03-14 | 2018-09-09 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-06-06 | 2018-02-23 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-06 | 2018-02-23 |
| CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2011-05-30 | 2011-10-30 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-03-09 | 2012-05-19 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-09 | 2012-05-19 |