| Gary Cheng Securities Limited | Rep | Dealing in securities | 2017-05-08 | 2019-04-01 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-08-22 | 2017-04-18 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2014-08-22 | 2017-04-18 |
| M&F ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2012-12-17 | 2014-08-16 |
| METRO CAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-12-17 | 2014-08-16 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | - | 2004-03-02 |
| Rep | Advising on futures contracts | - | 2004-03-04 |
| Rep | Asset management | - | 2004-03-04 |
| Rep | Dealing in futures contracts | - | 2012-12-11 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-02-19 |
| Rep | Advising on securities | - | 2004-02-19 |
| Rep | Asset management | - | 2004-02-19 |
| Rep | Providing automated trading services | - | 2004-02-19 |
| Rep | Dealing in securities | - | 2012-12-11 |