Personnel Hong Kong SFC License Details (ID 72512)

Personnel Hong Kong SFC License Details (ID 72512)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG TAI SECURITIES LIMITED	Rep	Dealing in securities	2014-06-25	2019-12-31
TUNG TAI SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-09-13	2019-12-31
Vantum Securities and Futures Limited	Rep	Dealing in futures contracts	2013-09-13	2019-12-31
CELESTIAL SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2004-03-24	2011-10-30
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	-	2004-03-02
	Rep	Advising on futures contracts	-	2004-03-04
	Rep	Asset management	-	2004-03-04
	Rep	Dealing in futures contracts	-	2013-09-08
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	-	2004-03-04
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-02-19
	Rep	Advising on securities	-	2004-02-19
	Rep	Asset management	-	2004-02-19
	Rep	Providing automated trading services	-	2004-02-19
	Rep	Dealing in securities	-	2013-09-08