Personnel Hong Kong SFC License Details (ID 72513)

Personnel Hong Kong SFC License Details (ID 72513)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gary Cheng Securities Limited	Rep	Dealing in securities	2017-04-18	2020-05-21
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-09-02	2017-04-06
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2014-09-02	2017-04-06
M&AMP;F ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2012-12-17	2014-08-30
METRO CAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-12-17	2014-08-30
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2006-03-22	2012-12-11
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-03-22	2012-12-11
PHILLIP COMMODITIES (HK) LIMITED	Rep	Providing automated trading services	-	2003-08-15
	Rep	Asset management	-	2003-12-09
	Rep	Advising on futures contracts	-	2005-03-29
	Rep	Dealing in futures contracts	-	2006-03-10
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2005-03-29
	Rep	Advising on securities	-	2005-03-29
	Rep	Asset management	-	2005-03-29
	Rep	Dealing in securities	-	2006-03-10