| KGI ASIA LIMITED | Rep | Dealing in securities | 2019-04-02 | 2021-07-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-04-02 | 2021-07-30 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-05-05 | 2019-03-12 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-05 | 2019-03-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-09-16 | 2004-04-07 |
| CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | - | 2003-04-18 |
| Rep | Asset management | - | 2003-04-18 |
| Rep | Providing automated trading services | - | 2003-04-18 |
| Rep | Dealing in futures contracts | - | 2003-04-18 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | - | 2003-04-18 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-04-18 |
| Rep | Advising on securities | - | 2003-04-18 |
| Rep | Asset management | - | 2003-04-18 |
| Rep | Providing automated trading services | - | 2003-04-18 |
| Rep | Dealing in securities | - | 2003-04-18 |