Personnel Hong Kong SFC License Details (ID 72519)

Personnel Hong Kong SFC License Details (ID 72519)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2024-09-03	-
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2024-09-03	-
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-08-18	2024-08-09
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2009-08-18	2024-08-09
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2009-03-12	2009-08-10
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2009-03-12	2009-08-10
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2006-01-05	2009-03-02
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-01-05	2009-03-02
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	2003-04-01	2004-03-02
	Rep	Advising on futures contracts	2003-04-01	2004-03-04
	Rep	Asset management	2003-04-01	2004-03-04
	Rep	Dealing in futures contracts	2003-04-01	2005-03-04
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	2003-04-01	2004-03-04
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2005-03-04