| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-01-13 | - |
| CMB International Securities Limited | Rep | Dealing in securities | 2020-01-13 | - |
| CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-07-15 | 2019-11-29 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-12-10 | 2019-11-29 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-12-10 | 2019-11-29 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-07-18 | 2010-12-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-07-18 | 2010-12-04 |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-12-12 | 2006-07-01 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-12-12 | 2006-07-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-01-19 | 2005-12-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-01-19 | 2005-12-04 |