| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in futures contracts | 2021-12-01 | - |
| Rep | Dealing in securities | 2021-12-01 | - |
| Core Capital Securities Limited | Rep | Dealing in securities | 2018-02-15 | 2018-12-28 |
| Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-07-15 | 2017-10-19 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Advising on securities | 2015-07-15 | 2017-10-19 |
| Rep | Dealing in securities | 2015-07-15 | 2017-10-19 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-03-22 | 2015-04-01 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-02-21 | 2015-04-01 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-02-21 | 2015-04-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-11 | 2013-02-18 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-11 | 2013-02-18 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2008-01-09 | 2010-05-13 |
| Rep | Dealing in securities | 2008-01-09 | 2010-05-13 |