Personnel Hong Kong SFC License Details (ID 72555)

Personnel Hong Kong SFC License Details (ID 72555)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-12-18	2020-02-28
	Rep	Dealing in futures contracts	2005-11-30	2007-10-31
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2005-11-30	2020-02-28
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-05-01
	Rep	Asset management	-	2003-05-01
	Rep	Providing automated trading services	-	2003-05-01
	Rep	Dealing in futures contracts	-	2003-05-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-05-01
	Rep	Advising on securities	-	2003-05-01
	Rep	Asset management	-	2003-05-01
	Rep	Providing automated trading services	-	2003-05-01
	Rep	Dealing in securities	-	2003-05-01