Personnel Hong Kong SFC License Details (ID 72556)

Personnel Hong Kong SFC License Details (ID 72556)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sinocon Capital International Limited	RO	Advising on securities	2025-07-07	-
	RO	Asset management	2025-07-07	-
Sinocon Securities International Limited	RO	Dealing in securities	2025-07-07	-
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2004-08-17	2023-10-09
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2004-08-17	2023-10-09
REXCAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-03-03	2004-08-12
WINGS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2004-03-03	2004-08-12
CELESTIAL COMMODITIES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-03-02
	Rep	Asset management	2003-04-01	2004-03-02
	Rep	Providing automated trading services	2003-04-01	2004-03-02
	Rep	Dealing in futures contracts	2003-04-01	2004-03-03
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	2003-04-01	2004-03-02
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2004-03-03