Personnel SFC Licences and HKMA Registrations (ID 72559)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gary Cheng Securities Limited	Rep	Dealing in securities	2016-09-20	-
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2005-10-14	2016-09-01
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2005-10-07	2016-09-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-02-03	2005-10-04
	Rep	Leveraged foreign exchange trading	2004-04-13	2005-10-04
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	2004-02-26	2004-04-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.